• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Juan Roberto Ruiz
JUAN R RUIZ
CRD#: 5284818
IA
Investment Adviser
B
Broker
M HOLDINGS SECURITIES, INC.CRD#: 43285 4770 Biscayne Blvd
Suite 980
Miami, FL 33137
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2019 (12 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 12/10/2020

IA
Florida 7/26/2019

B
Florida 7/25/2019

B
Texas 12/10/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
M HOLDINGS SECURITIES, INC. (CRD#:43285)
4770 Biscayne Blvd Suite 980, Miami, FL 33137
Registered with this firm since 7/26/2019

B
M HOLDINGS SECURITIES, INC. (CRD#:43285)
4770 Biscayne Blvd Suite 980, Miami, FL 33137
Registered with this firm since 7/25/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/07/2007 - 04/17/2019 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) CORAL GABLES, FL
B
02/22/2007 - 04/17/2019 PRUCO SECURITIES, LLC. (CRD#:5685) CORAL GABLES, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.