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Detailed Report
MARK A POWERS
MARK ANTHONY POWERS, MARK POWERS
CRD#: 5283569
IA
Investment Adviser
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Previous Broker
WEALTHPLAN INVESTMENT MANAGEMENT LLCCRD#: 311364 1020 W. 18th Street, Suite 1
Wilmington, DE 19802
Registration History
20162017201820192020202120222023202420252026IAWEALTHPLAN INVESTMENT MANAGEME... (CRD# 311364)2022 - Present (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2018 - 2022 (4 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2018 (1 year)
License(s)

State Registrations

IA
Delaware 8/17/2022
Current Registration(s)
IA
WEALTHPLAN INVESTMENT MANAGEMENT LLC (CRD#:311364)
1020 W. 18th Street, Suite 1, Wilmington, DE 19802
Registered with this firm since 8/17/2022
Previous Registration(s)
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 01/31/2018 - 08/19/2022 SECURITIES AMERICA, INC. (CRD#:10205) WILMINGTON, DE
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 09/22/2016 - 02/08/2018 LPL FINANCIAL LLC (CRD#:6413) WILMINGTON, DE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.