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Detailed Report
NICOLE EVETTE DAVIS
NICOLE EVETTE SAUNDERS
CRD#: 5282526
IA
Investment Adviser
B
Broker
NORTHWEST FINANCIAL ADVISORS LLCCRD#: 166769 200 SPRING STREET
SUITE 120
HERNDON, VA 20170
NORTHWEST FINANCIAL GROUP LLCCRD#: 145064 200 SPRING STREET
SUITE 120
HERNDON, VA 20170
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2015 (3 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2009 - 2012 (2 years)
License(s)

State Registrations

B
Alabama 12/2/2021
B
Nebraska 12/2/2021
B
Alaska 12/2/2021
B
Nevada 12/2/2021
B
Arizona 12/2/2021
B
New Hampshire 12/2/2021
B
Arkansas 12/2/2021
B
New Jersey 12/2/2021
B
California 12/2/2021
B
New Mexico 12/2/2021
B
Colorado 12/2/2021
B
New York 12/2/2021
B
Connecticut 12/2/2021
B
North Carolina 12/3/2021
B
Delaware 12/2/2021
B
North Dakota 12/2/2021
B
District of Columbia 12/2/2021
B
Ohio 12/6/2021
B
Florida 12/2/2021
B
Oklahoma 12/2/2021
B
Georgia 12/2/2021
B
Oregon 12/2/2021
B
Hawaii 12/2/2021
B
Pennsylvania 12/2/2021
B
Idaho 12/2/2021
B
Puerto Rico 12/2/2021
B
Illinois 12/2/2021
B
Rhode Island 12/2/2021
B
Indiana 12/2/2021
B
South Carolina 12/2/2021
B
Iowa 12/2/2021
B
South Dakota 12/2/2021
B
Kansas 12/2/2021
B
Tennessee 12/2/2021
B
Kentucky 12/2/2021
B
Texas 12/2/2021
B
Louisiana 12/2/2021
B
Utah 12/2/2021
B
Maine 12/2/2021
B
Vermont 12/2/2021
B
Maryland 12/2/2021
B
Virgin Islands 12/2/2021
B
Massachusetts 12/2/2021
B
Virginia 5/27/2016
B
Michigan 12/2/2021
IA
Virginia 6/22/2016
B
Minnesota 12/2/2021
B
Washington 12/2/2021
B
Mississippi 12/2/2021
B
West Virginia 12/2/2021
B
Missouri 12/2/2021
B
Wisconsin 12/2/2021
B
Montana 12/2/2021
B
Wyoming 12/2/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWEST FINANCIAL ADVISORS LLC (CRD#:166769)
200 SPRING STREET SUITE 120, HERNDON, VA 20170
Registered with this firm since 6/22/2016
B
NORTHWEST FINANCIAL GROUP LLC (CRD#:145064)
200 SPRING STREET SUITE 120, HERNDON, VA 20170
Registered with this firm since 3/17/2016
B
LPL FINANCIAL LLC (CRD#:6413)
200 SPRING STREET, STE 120, HERNDON, VA 20170
Registered with this firm since 8/25/2015
Previous Registration(s)
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B
 12/16/2011 - 08/15/2015 LPL FINANCIAL LLC (CRD#:6413) CHARLOTTE, NC
B
 08/03/2009 - 04/24/2012 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.