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Detailed Report
Craig Robert Buckley
CRD#: 5281291
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 9301 Corbin Ave.
Ste. 1800
Northridge, CA 91324
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - Present (7 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2011 - 2011 (<1 year)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2008 - 2010 (2 years)BFINANCIAL WEST GROUP (CRD# 16668)2007 - 2008 (1 year)
License(s)

State Registrations

B
California 8/21/2017
IA
California 8/21/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324
Registered with this firm since 8/21/2017
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324
Registered with this firm since 8/21/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/30/2012 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668) VENTURA, CA
B
 01/11/2012 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
RENO, NV
B
 01/06/2011 - 12/31/2011 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) PASADENA, CA
B
 06/02/2008 - 12/31/2010 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) WESTLAKE VILLAGE, CA
B
 02/02/2007 - 06/20/2008 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
RENO, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.