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Detailed Report
Rob Robertson
ROB ROBERTSON, ROBBIE ROBERT ROBERTSON, ROSS ROBERT ROBERTSON
CRD#: 5281054
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1380 W. SHAW AVE
FRESNO, CA 93711
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)BH. BECK, INC. (CRD# 1763)2007 - 2010 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 6/18/2018
B
Montana 1/10/2023
B
Arkansas 1/23/2015
B
Nevada 7/11/2019
B
California 10/1/2012
B
New York 3/23/2023
IA
California 10/1/2012
B
North Carolina 3/1/2017
B
Colorado 3/24/2023
B
Oregon 7/24/2018
B
Florida 8/24/2018
B
Tennessee 9/13/2021
B
Idaho 10/26/2017
B
Texas 3/26/2021
B
Illinois 8/6/2024
IA
Texas 4/5/2021
B
Indiana 10/27/2014
B
Virginia 11/28/2018
B
Louisiana 9/27/2021
B
Washington 10/17/2013
B
Minnesota 2/25/2025
B
Wisconsin 8/28/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1380 W. SHAW AVE, FRESNO, CA 93711
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1380 W. SHAW AVE, FRESNO, CA 93711
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/11/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) REEDLEY, CA
B
 06/15/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) REEDLEY, CA
B
 11/21/2007 - 04/30/2010 H. BECK, INC. (CRD#:1763) VISALIA, CA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.