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Eric Milhoua
ERIC MICHAEL MILHOUA
CRD#: 5280369
IA
B
EDWARD JONESCRD#: 250 110 AIRPORT RD SUITE 101
WESTERLY, RI 02891
WESTERLY, RI 02891
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 1/23/2025
B
New York 8/20/2018
B
California 12/11/2020
B
North Carolina 2/20/2024
B
Colorado 11/15/2022
B
Pennsylvania 2/28/2019
B
Connecticut 5/21/2018
IA
Rhode Island 6/11/2018
B
Florida 2/27/2019
B
Rhode Island 7/19/2018
B
Illinois 9/11/2020
B
South Carolina 4/27/2023
B
Maryland 2/28/2019
B
Texas 6/29/2022
B
Massachusetts 8/20/2018
IA
Texas 7/5/2022
B
Michigan 2/28/2019
B
Vermont 7/14/2020
B
Minnesota 12/15/2021
B
Virginia 7/29/2022
B
New Jersey 2/11/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/11/2018
B
Registered with this firm since 5/21/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/04/2014 - 12/13/2017 | NEW YORK, NY | |
B | 05/07/2009 - 05/08/2014 | NEW YORK, NY | |
B | 04/25/2007 - 05/08/2009 | WILTON, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.