• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Brian D Pellegrini
BRIAN PELLEGRINI, Brian David Pellegrini
CRD#: 5279119
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 Bedford Hills, NY
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2024 - 2024 (<1 year)BMERRIMAN CAPITAL, INC. (CRD# 18296)2010 - 2011 (<1 year)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)
License(s)

State Registrations

B
New York 9/26/2024

IA
New York 10/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
Bedford Hills, NY
Registered with this firm since 10/24/2024

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
Bedford Hills, NY
Registered with this firm since 9/26/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/27/2024 - 09/09/2024 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Stamford, CT
B
09/09/2010 - 06/01/2011 MERRIMAN CAPITAL, INC. (CRD#:18296)
FINRA expelled the firm on 01/03/2017
NEW YORK, NY
B
11/12/2008 - 08/04/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.