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ROBERT WILLIAM ONEILL
ROBERT W O'NEILL, ROBERT W ONEILL
CRD#: 5278726
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 3 Allied Dr
Dedham, MA 02026
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2016 - Present (8 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2009 - 2011 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - 2008 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2007 - 2007 (<1 year)
License(s)

State Registrations

B
California 11/26/2024

B
New Jersey 1/28/2021

B
Colorado 8/19/2020

B
New York 1/20/2021

B
Connecticut 3/3/2022

B
North Carolina 3/15/2021

B
Florida 5/23/2019

B
Ohio 1/8/2018

B
Georgia 5/9/2023

B
Pennsylvania 6/24/2021

B
Indiana 5/22/2023

B
Rhode Island 8/11/2016

B
Maine 12/6/2018

B
South Carolina 10/1/2024

B
Massachusetts 8/1/2016

IA
Texas 6/28/2019

IA
Massachusetts 8/1/2016

B
Texas 7/3/2019

B
Michigan 11/14/2022

B
Vermont 9/26/2024

B
Minnesota 12/17/2024

B
Virginia 11/8/2023

B
New Hampshire 10/29/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
3 Allied Dr, Dedham, MA 02026
Registered with this firm since 8/1/2016

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
3 Allied Dr, Dedham, MA 02026
Registered with this firm since 7/29/2016

Previous Registration(s)
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IA
09/23/2013 - 07/20/2015 CAPITAL ANALYSTS, INC (CRD#:162200) PEMBROKE, MA
B
06/10/2013 - 02/09/2015 LINCOLN INVESTMENT (CRD#:519) PEMBROKE, MA
B
10/30/2009 - 02/25/2011 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
B
01/03/2008 - 12/19/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) NORWELL, MA
B
03/05/2007 - 10/31/2007 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PROVIDENCE, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.