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Detailed Report
SHAVONA LATRISSE FLOYD
SHAVONA FLOYD, Shavona Latrisse Floyd, SHAVONA SMITH
CRD#: 5278708
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 WESLEY CHAPEL, FL
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - 2025 (1 year)2 FIRMS2025 - Present (<1 year)BFIRST COMMAND BROKERAGE SERVIC... (CRD# 3641)2016 - 2022 (6 years)BPFS INVESTMENTS INC. (CRD# 10111)2014 - 2016 (2 years)BPFS INVESTMENTS INC. (CRD# 10111)2008 - 2010 (2 years)IAFIRST COMMAND ADVISORY SERVICES (CRD# 281958)2017 - 2022 (5 years)
License(s)

State Registrations

B
Florida 1/24/2025
B
Texas 1/24/2025
IA
Florida 1/24/2025
IA
Texas 1/24/2025
B
Georgia 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
WESLEY CHAPEL, FL
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
WESLEY CHAPEL, FL
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 03/23/2023 - 01/24/2025 OSAIC FS, INC. (CRD#:3870) WESLEY CHAPEL, FL
B
 03/23/2023 - 01/24/2025 OSAIC FS, INC. (CRD#:3870) WESLEY CHAPEL, FL
IA
 03/31/2017 - 10/19/2022 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) El Paso, TX
B
 04/21/2016 - 10/19/2022 FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641) El Paso, TX
B
 01/15/2014 - 04/19/2016 PFS INVESTMENTS INC. (CRD#:10111) OPELIKA, AL
B
 07/02/2008 - 10/05/2010 PFS INVESTMENTS INC. (CRD#:10111) AUBURN, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.