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Michael Joseph Roling
MICHAEL ROLING
CRD#: 5278363
IA
B
EDWARD JONESCRD#: 250 4005 GLASS ROAD NE
CEDAR RAPIDS, IA 52402
CEDAR RAPIDS, IA 52402
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10/1/2008
Regulatory
Final
State Registrations
B
Alabama 4/30/2012
B
Minnesota 12/13/2007
B
Alaska 6/21/2017
B
Missouri 12/13/2012
B
Arizona 3/1/2010
B
Nebraska 4/26/2010
B
Arkansas 11/11/2009
B
New Mexico 4/17/2020
B
California 3/23/2015
B
North Carolina 12/11/2015
B
Colorado 1/15/2014
B
Ohio 7/19/2019
B
District of Columbia 11/26/2019
B
South Carolina 11/23/2011
B
Florida 10/13/2023
B
South Dakota 5/29/2024
B
Georgia 4/1/2021
B
Texas 7/18/2015
B
Illinois 10/13/2017
IA
Texas 1/17/2019
B
Indiana 3/21/2016
B
Virginia 8/28/2023
B
Iowa 3/26/2007
B
Washington 8/7/2020
IA
Iowa 4/11/2007
B
Wisconsin 5/13/2010
B
Kansas 11/24/2014
B
Wyoming 2/24/2016
B
Michigan 7/22/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/11/2007
B
Registered with this firm since 3/8/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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