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Shawn Patrick Fowler
CRD#: 5278238
IA
B
EDWARD JONESCRD#: 250 1410 LAKE TAPPS PKWY STE H102
AUBURN, WA 98092
AUBURN, WA 98092
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 4/8/2013
B
Missouri 6/28/2021
B
Alaska 4/2/2013
B
Montana 1/28/2020
B
Arizona 1/6/2009
B
Nevada 8/19/2015
B
Arkansas 2/14/2023
B
New Jersey 4/7/2020
B
California 9/26/2012
B
Oregon 1/5/2009
B
Colorado 8/16/2010
B
South Carolina 10/31/2013
B
Connecticut 12/16/2020
B
Tennessee 4/25/2023
B
Florida 5/17/2018
B
Texas 9/15/2016
B
Georgia 8/30/2023
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Texas 12/6/2018
B
Idaho 9/16/2014
B
Utah 9/7/2011
B
Indiana 4/1/2021
B
Virginia 10/18/2018
B
Maryland 6/26/2013
B
Washington 9/17/2007
B
Michigan 11/30/2015
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Washington 9/17/2007
B
Minnesota 2/18/2016
B
Wyoming 12/16/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/17/2007
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Registered with this firm since 9/17/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/08/2007 - 06/07/2007 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.