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Detailed Report
Shawn Patrick Fowler
CRD#: 5278238
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1410 LAKE TAPPS PKWY STE H102
AUBURN, WA 98092
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BEDWARD JONES (CRD# 250)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 4/8/2013
B
Missouri 6/28/2021
B
Alaska 4/2/2013
B
Montana 1/28/2020
B
Arizona 1/6/2009
B
Nevada 8/19/2015
B
Arkansas 2/14/2023
B
New Jersey 4/7/2020
B
California 9/26/2012
B
Oregon 1/5/2009
B
Colorado 8/16/2010
B
South Carolina 10/31/2013
B
Connecticut 12/16/2020
B
Tennessee 4/25/2023
B
Florida 5/17/2018
B
Texas 9/15/2016
B
Georgia 8/30/2023
IA
Texas 12/6/2018
B
Idaho 9/16/2014
B
Utah 9/7/2011
B
Indiana 4/1/2021
B
Virginia 10/18/2018
B
Maryland 6/26/2013
B
Washington 9/17/2007
B
Michigan 11/30/2015
IA
Washington 9/17/2007
B
Minnesota 2/18/2016
B
Wyoming 12/16/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1410 LAKE TAPPS PKWY STE H102, AUBURN, WA 98092
Registered with this firm since 9/17/2007
B
EDWARD JONES (CRD#:250)
1410 LAKE TAPPS PKWY STE H102, AUBURN, WA 98092
Registered with this firm since 9/17/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/08/2007 - 06/07/2007 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.