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LAUREN E MOORE
LAUREN ELIZABETH MOORE, Lauren Moore
CRD#: 5277110
IA
B
MORGAN STANLEYCRD#: 149777 227 West Monroe Street
Suite 3400
Chicago, IL 60606
Suite 3400
Chicago, IL 60606
0
Disclosures
17
Years of Experience
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State Registrations
B
Arizona 9/14/2020
B
Montana 3/16/2022
B
Arkansas 3/16/2022
B
Nevada 6/30/2022
B
California 9/7/2018
B
New Hampshire 1/5/2021
B
Colorado 9/7/2018
B
New Jersey 9/14/2020
B
Connecticut 9/14/2020
B
New Mexico 9/7/2018
B
Delaware 9/14/2020
B
New York 9/7/2018
B
District of Columbia 9/7/2018
B
North Carolina 9/7/2018
B
Florida 9/7/2018
B
Ohio 9/15/2020
B
Georgia 9/14/2020
B
Oklahoma 9/14/2020
B
Hawaii 12/9/2022
B
Oregon 3/16/2022
B
Idaho 11/15/2021
B
Pennsylvania 3/16/2022
B
Illinois 9/5/2018
B
Rhode Island 3/16/2022
IA
Illinois 9/5/2018
B
South Carolina 9/14/2020
B
Indiana 9/14/2020
B
South Dakota 7/28/2021
B
Iowa 9/14/2020
B
Tennessee 9/14/2020
B
Kansas 9/14/2020
B
Texas 9/7/2018
B
Kentucky 9/14/2020
IA
Texas 2/4/2025
B
Louisiana 3/16/2022
B
Utah 1/5/2021
B
Maine 9/7/2018
B
Virginia 9/7/2018
B
Maryland 9/7/2018
B
Washington 9/7/2018
B
Massachusetts 8/24/2020
B
West Virginia 12/9/2022
B
Michigan 9/7/2018
B
Wisconsin 9/14/2020
B
Minnesota 9/14/2020
B
Wyoming 9/14/2020
B
Missouri 9/7/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/5/2018
B
Registered with this firm since 9/5/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/29/2007 - 09/05/2018 | CHICAGO, IL | |
B | 06/07/2007 - 09/05/2018 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.