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PAMELA JEANNE PRESCOTT
PAMELA JEANNE MADDOX, PAMELA JEANNE PUGH
CRD#: 5277051
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4340 INNSLAKE DR
CONCOURSE FLOOR, 7G91
GLEN ALLEN, VA 23060
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BTHOMPSON DAVIS & CO., INC. (CRD# 41353)2007 - 2015 (8 years)IATHOMPSON DAVIS ASSET MANAGEMENT (CRD# 41353)2012 - 2015 (3 years)
License(s)

State Registrations

B
Virginia 8/24/2015

IA
Virginia 8/24/2015

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4340 INNSLAKE DR CONCOURSE FLOOR, 7G91, GLEN ALLEN, VA 23060
RICHMOND, VA
Registered with this firm since 8/24/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4340 INNSLAKE DR CONCOURSE FLOOR, 7G91, GLEN ALLEN, VA 23060
RICHMOND, VA
Registered with this firm since 8/24/2015

Previous Registration(s)
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IA
05/22/2012 - 08/26/2015 THOMPSON DAVIS ASSET MANAGEMENT (CRD#:41353) RICHMOND, VA
B
05/30/2007 - 08/26/2015 THOMPSON DAVIS & CO., INC. (CRD#:41353) RICHMOND, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.