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Detailed Report
John Zarrelli
JOHN ANGELO ZARRELLI
CRD#: 5276908
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 200 MOTOR PKWY
HAUPPAUGE, NY 11788
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - Present (12 years)
Disclosure(s)
View By:
4/4/2019
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/28/2015
IA
New Jersey 10/1/2012
B
California 3/6/2017
B
New York 10/1/2012
B
Connecticut 10/1/2012
IA
New York 5/3/2021
B
District of Columbia 6/29/2017
B
North Carolina 10/1/2012
B
Florida 10/1/2012
B
Ohio 11/13/2020
B
Georgia 10/1/2012
B
Oregon 4/29/2021
B
Illinois 11/30/2018
B
Pennsylvania 10/1/2012
B
Indiana 8/26/2021
B
South Carolina 4/19/2018
B
Maryland 5/25/2023
B
Tennessee 3/22/2016
B
Massachusetts 1/10/2013
B
Texas 11/13/2020
B
Michigan 7/27/2023
IA
Texas 11/18/2020
B
Nevada 10/31/2016
B
Vermont 1/11/2017
B
New Jersey 10/1/2012
B
Virginia 4/21/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
200 MOTOR PKWY, HAUPPAUGE, NY 11788
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
200 MOTOR PKWY, HAUPPAUGE, NY 11788
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 11/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HAUPPAUGE, NY
B
 11/01/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HAUPPAUGE, NY
IA
 07/17/2007 - 11/07/2008 ASSET & FINANCIAL PLANNING, LTD (CRD#:110709) MASSAPEQUA, NY
B
 01/31/2007 - 11/07/2008 PRIME CAPITAL SERVICES, INC. (CRD#:18334) LAKE RONKONKOMA, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.