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JOHN GERARD DOOM
JOHN GERARD DOOM JR., JOHN GERARD DOOM JR
CRD#: 5276249
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5001 Spring Valley Road
Suite 900W
Dallas, TX 75244
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2007 (<1 year)
Disclosure(s)
View By:
4/19/2005
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 6/17/2024

B
Montana 3/8/2017

B
Arizona 6/1/2009

B
Nevada 6/23/2015

B
Arkansas 5/13/2022

B
New Jersey 6/18/2009

B
California 6/1/2009

B
New Mexico 6/1/2009

B
Colorado 6/1/2009

B
New York 6/1/2009

B
Connecticut 10/28/2020

B
North Carolina 5/13/2022

B
Delaware 4/9/2021

B
North Dakota 10/21/2019

B
Florida 6/1/2009

B
Ohio 12/11/2017

B
Georgia 6/1/2009

B
Oklahoma 6/1/2009

B
Hawaii 6/1/2009

B
Oregon 9/9/2015

B
Idaho 8/2/2013

B
South Carolina 7/3/2014

B
Illinois 6/1/2009

B
South Dakota 4/29/2022

B
Indiana 8/15/2019

B
Tennessee 7/3/2014

B
Kansas 6/8/2023

B
Texas 6/1/2009

B
Louisiana 6/1/2009

IA
Texas 6/1/2009

B
Maryland 5/31/2022

B
Utah 1/22/2021

B
Massachusetts 6/1/2009

B
Virginia 6/1/2009

B
Michigan 9/17/2013

B
Washington 6/1/2009

B
Minnesota 6/1/2009

B
West Virginia 5/16/2022

B
Mississippi 2/16/2022

B
Wisconsin 1/19/2021

B
Missouri 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/18/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
11/14/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
02/13/2007 - 10/18/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.