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GUY JOHN FERNALD
CRD#: 5274551
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 200 VALLEY ROAD
SUITE 300
MOUNT ARLINGTON, NJ 07856
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 200 VALLEY ROAD
SUITE 300
MOUNT ARLINGTON, NJ 07856
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Massachusetts 10/25/2019

B
Oregon 4/6/2020

B
New Jersey 10/25/2019

B
Pennsylvania 10/25/2019

IA
New Jersey 10/25/2019

B
South Carolina 2/1/2024

B
New York 10/25/2019

B
Washington 5/25/2023

B
North Carolina 5/24/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
200 VALLEY ROAD SUITE 300, MOUNT ARLINGTON, NJ 07856
Registered with this firm since 10/25/2019

B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
200 VALLEY ROAD SUITE 300, MOUNT ARLINGTON, NJ 07856
Registered with this firm since 10/25/2019

Previous Registration(s)
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IA
06/18/2015 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) MOUNT ARLINGTON, NJ
B
06/12/2015 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) MOUNT ARLINGTON, NJ
IA
10/01/2012 - 06/17/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) HACKETTSTOWN, NJ
B
10/01/2012 - 06/17/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) HACKETTSTOWN, NJ
IA
01/27/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HACKETTSTOWN, NJ
B
01/27/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HACKETTSTOWN, NJ
IA
05/22/2007 - 02/04/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PARSIPPANY, NJ
B
03/26/2007 - 02/04/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PARSIPPANY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.