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DAVID S ELDER
DAVID S ELDER JR
CRD#: 5273111
IA
B
MERIT FINANCIAL ADVISORSCRD#: 142457 1025 Old Roswell Road
Suite 104
Roswell, GA 30076
Suite 104
Roswell, GA 30076
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 1025 Old Roswell Road
Suite 104
Roswell, GA 30076
Suite 104
Roswell, GA 30076
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
California 8/16/2024
B
North Carolina 8/16/2024
B
Florida 8/16/2024
B
South Carolina 8/16/2024
IA
Georgia 12/21/2009
B
Tennessee 8/16/2024
B
Georgia 8/16/2024
IA
Texas 3/10/2014
B
Kentucky 8/16/2024
B
Texas 8/16/2024
IA
Louisiana 7/23/2015
SRO Registrations
B
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IA
Registered with this firm since 12/21/2009
B
Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/06/2010 - 08/16/2024 | ROSWELL, GA | |
B | 11/30/2009 - 12/09/2010 | ALPHARETTA, GA | |
B | 02/08/2007 - 12/21/2009 | ALPHARETTA, GA | |
IA | 06/15/2007 - 11/30/2009 | ALPHARETTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.