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JOSEPH E FORTUNA
JOSEPH FORTUNA
CRD#: 5272758
IA
B
MORGAN STANLEYCRD#: 149777 225 Asylum Street
14Th Floor
Hartford, CT 06103
14Th Floor
Hartford, CT 06103
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 2/18/2014
B
Montana 3/5/2013
B
Alaska 10/31/2019
B
Nevada 1/17/2014
B
Arizona 1/3/2011
B
New Hampshire 1/3/2011
B
Arkansas 3/5/2014
B
New Jersey 1/3/2011
B
California 1/3/2011
B
New York 1/3/2011
B
Colorado 1/17/2014
B
North Carolina 1/3/2011
IA
Connecticut 6/4/2010
B
Ohio 1/21/2016
B
Connecticut 1/3/2011
B
Oklahoma 9/14/2015
B
Delaware 12/16/2014
B
Oregon 1/17/2014
B
District of Columbia 1/3/2011
B
Pennsylvania 1/3/2011
B
Florida 1/3/2011
B
Rhode Island 1/3/2011
B
Georgia 3/8/2016
B
South Carolina 6/13/2017
B
Idaho 1/17/2014
B
Tennessee 7/30/2018
B
Illinois 1/3/2011
B
Texas 1/17/2014
B
Kansas 6/3/2021
IA
Texas 4/8/2020
B
Louisiana 6/13/2014
B
Utah 1/17/2014
B
Maine 1/3/2011
B
Vermont 1/3/2011
B
Maryland 1/30/2025
B
Virginia 1/3/2011
B
Massachusetts 1/3/2011
B
Washington 1/29/2014
B
Michigan 1/17/2014
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/4/2010
B
Registered with this firm since 6/4/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2007 - 06/10/2010 | WEST HARTFORD, CT | |
B | 01/31/2007 - 06/10/2010 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.