Individual Firm
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CHRISTOPHER MICHAEL OBRIEN
CHRISTOPHER M O'BRIEN
CRD#: 5272563
IA
B
CITIZENS SECURITIES, INC.CRD#: 39550 1116 MAIN ROUTE 28
MS: MA649
SO YARMOUTH, MA 02664
MS: MA649
SO YARMOUTH, MA 02664
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
District of Columbia 8/22/2022
IA
Maine 9/13/2022
IA
District of Columbia 8/29/2022
B
Massachusetts 5/8/2019
B
Florida 5/8/2019
B
Rhode Island 5/8/2019
IA
Florida 5/13/2019
IA
Rhode Island 5/16/2019
B
Maine 9/12/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/13/2019
B
Registered with this firm since 5/8/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/12/2016 - 05/06/2019 | HYANNIS, MA | |
B | 03/21/2016 - 05/06/2019 | HYANNIS, MA | |
IA | 12/23/2013 - 09/05/2014 | HYANNIS, MA | |
B | 12/18/2013 - 09/05/2014 | HYANNIS, MA | |
IA | 11/06/2013 - 12/10/2013 | HYANNIS, MA | |
B | 12/20/2011 - 12/10/2013 | HYANNIS, MA | |
B | 01/01/2008 - 06/10/2010 | FALMOUTH, MA | |
B | 07/31/2007 - 01/03/2008 | FALMOUTH, MA | |
IA | 03/26/2007 - 04/10/2007 | ST. LOUIS, MO | |
B | 02/22/2007 - 04/10/2007 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.