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JOHN HAROLD TYLER
JOHN TYLER
CRD#: 5272438
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)
Disclosure(s)
View By:
5/2/2014
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 1/14/2016

B
Montana 1/4/2016

B
Alaska 1/6/2016

B
Nebraska 1/4/2016

B
Arizona 10/26/2009

B
Nevada 1/19/2016

B
Arkansas 1/4/2016

B
New Hampshire 1/7/2016

B
California 10/23/2009

B
New Jersey 1/4/2016

B
Colorado 1/4/2016

B
New Mexico 1/5/2016

B
Connecticut 1/5/2016

B
New York 1/12/2016

B
Delaware 1/8/2016

B
North Carolina 10/27/2009

B
District of Columbia 1/5/2016

B
North Dakota 1/8/2016

B
Florida 11/8/2012

B
Ohio 1/5/2016

B
Georgia 1/5/2016

B
Oklahoma 1/8/2016

B
Hawaii 1/22/2016

B
Oregon 10/10/2011

B
Idaho 1/4/2016

B
Pennsylvania 1/5/2016

B
Illinois 9/12/2013

B
Rhode Island 1/5/2016

B
Indiana 1/7/2016

B
South Carolina 4/11/2013

B
Iowa 1/7/2016

B
South Dakota 1/5/2016

B
Kansas 1/12/2016

B
Tennessee 1/12/2016

B
Kentucky 1/5/2016

B
Texas 10/16/2009

B
Louisiana 1/8/2016

IA
Texas 10/16/2009

B
Maine 1/6/2016

B
Utah 1/5/2016

B
Maryland 1/5/2016

B
Vermont 1/8/2016

B
Massachusetts 1/6/2016

B
Virginia 1/6/2016

B
Michigan 1/6/2016

B
Washington 1/11/2016

B
Minnesota 1/8/2016

B
West Virginia 1/19/2016

B
Mississippi 1/6/2016

B
Wisconsin 1/7/2016

B
Missouri 1/6/2016

B
Wyoming 1/4/2016

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 10/16/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 10/16/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/16/2007 - 10/28/2009 ALLIANCEBERNSTEIN L.P. (CRD#:108477) HOUSTON, TX
B
04/16/2007 - 10/28/2009 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.