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Detailed Report
DONALD KENDALL DEJONGE
CRD#: 5270653
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 108 W Center Ave
Visalia, CA 93291
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - Present (5 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - 2014 (6 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2012 - 2014 (2 years)
License(s)

State Registrations

B
Alabama 3/1/2024
B
Montana 3/1/2024
B
Arizona 9/14/2023
B
Nevada 7/15/2022
B
California 12/6/2019
B
New Mexico 8/2/2024
IA
California 12/6/2019
B
New York 3/1/2024
B
Colorado 3/19/2020
B
North Carolina 12/6/2019
B
Idaho 7/20/2021
B
North Dakota 3/1/2024
B
Illinois 3/1/2024
B
Oregon 12/6/2019
B
Indiana 12/20/2023
B
Tennessee 6/26/2023
B
Iowa 10/19/2023
B
Texas 12/6/2019
B
Kansas 3/1/2022
IA
Texas 12/6/2019
B
Louisiana 10/17/2023
B
Washington 12/6/2019
B
Michigan 3/1/2024
B
Wyoming 12/6/2019
B
Minnesota 12/6/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
108 W Center Ave, Visalia, CA 93291
Visalia, CA
Registered with this firm since 12/6/2019
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
108 W Center Ave, Visalia, CA 93291
Visalia, CA
Registered with this firm since 12/6/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/25/2014 - 12/09/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) FRESNO, CA
B
 11/21/2014 - 12/09/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) FRESNO, CA
IA
 08/28/2012 - 11/24/2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) VISALIA, CA
B
 12/14/2007 - 11/24/2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) VISALIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.