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Detailed Report
JOHN ALOYSIUS MONTAGUE
JOHN A MONTAGUE, JOHN ALOYSIUS MONTAGUE IV
CRD#: 5270128
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 MERIDIAN CENTRE BLVD
STE 210
ROCHESTER, NY 14618
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2018 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)BWALL STREET FINANCIAL GROUP, INC. (CRD# 35830)2014 - 2016 (2 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2012 - 2014 (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2010 - 2012 (2 years)BLEGG MASON INVESTOR SERVICES, LLC (CRD# 109064)2008 - 2008 (<1 year)
License(s)

State Registrations

IA
New Jersey 4/16/2018
IA
New York 7/23/2021
B
New York 5/3/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 MERIDIAN CENTRE BLVD STE 210, ROCHESTER, NY 14618
FAIRPORT, NY
Registered with this firm since 4/16/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 MERIDIAN CENTRE BLVD STE 210, ROCHESTER, NY 14618
FAIRPORT, NY
Registered with this firm since 5/3/2016
Previous Registration(s)
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 02/18/2014 - 04/28/2016 WALL STREET FINANCIAL GROUP, INC. (CRD#:35830) FAIRPORT, NY
B
 07/16/2012 - 02/20/2014 PARK AVENUE SECURITIES LLC (CRD#:46173) PITTSFORD, NY
B
 02/16/2010 - 05/30/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) ROCHESTER, NY
B
 06/13/2008 - 12/15/2008 LEGG MASON INVESTOR SERVICES, LLC (CRD#:109064) STAMFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.