• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Joscelyn Joseph Worrell
JOS JOSEPH WORRELL, JOSCELYN J WORRELL, JOSCELYN WORRELL, Jos Worrell
CRD#: 5269762
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3260 Walton Riverwood Lane
Atlanta, GA 30339
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2015 (2 years)3 FIRMS2015 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2022 - 2023 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 4/19/2023

B
Montana 5/2/2023

B
Alaska 4/24/2023

B
Nebraska 4/19/2023

B
Arizona 4/25/2023

B
New Hampshire 4/24/2023

B
Arkansas 5/3/2023

B
New Jersey 4/19/2023

B
California 4/19/2023

B
New Mexico 4/19/2023

B
Colorado 4/19/2023

B
New York 4/19/2023

B
Connecticut 4/19/2023

B
North Carolina 4/20/2023

B
Delaware 4/24/2023

B
North Dakota 4/24/2023

B
District of Columbia 4/25/2023

B
Ohio 4/19/2023

B
Florida 4/19/2023

B
Oklahoma 4/19/2023

B
Georgia 10/19/2021

B
Oregon 4/25/2023

IA
Georgia 10/19/2021

B
Pennsylvania 4/19/2023

B
Hawaii 4/19/2023

B
Puerto Rico 5/2/2023

B
Idaho 4/20/2023

B
Rhode Island 4/25/2023

B
Illinois 4/19/2023

B
South Carolina 4/24/2023

B
Indiana 7/11/2023

B
South Dakota 4/19/2023

B
Iowa 4/20/2023

B
Tennessee 4/21/2023

B
Kansas 4/19/2023

B
Texas 4/20/2023

B
Kentucky 4/21/2023

B
Utah 5/1/2023

B
Louisiana 4/21/2023

B
Vermont 4/19/2023

B
Maine 4/19/2023

B
Virgin Islands 4/21/2023

B
Maryland 4/25/2023

B
Virginia 4/19/2023

B
Massachusetts 5/2/2023

B
Washington 4/18/2023

B
Michigan 4/20/2023

B
West Virginia 4/20/2023

B
Minnesota 4/28/2023

B
Wisconsin 4/19/2023

B
Mississippi 4/19/2023

B
Wyoming 4/25/2023

B
Missouri 4/19/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3260 Walton Riverwood Lane, Atlanta, GA 30339
Registered with this firm since 10/19/2021

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3260 Walton Riverwood Lane, Atlanta, GA 30339
Registered with this firm since 10/18/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/28/2022 - 12/31/2023 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
03/02/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Atlanta, GA
IA
08/10/2015 - 10/20/2021 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Atlanta, GA
IA
08/10/2015 - 10/20/2021 TD AMERITRADE, INC. (CRD#:7870) ATLANTA, GA
B
07/29/2015 - 10/20/2021 TD AMERITRADE, INC. (CRD#:7870) ATLANTA, GA
IA
08/31/2012 - 07/28/2015 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ALPHARETTA, GA
B
08/27/2012 - 07/28/2015 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
IA
07/15/2010 - 08/25/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
B
06/25/2010 - 08/25/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
IA
09/12/2007 - 06/28/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CONYERS, GA
B
09/06/2007 - 06/28/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CONYERS, GA
IA
02/07/2007 - 08/30/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
01/18/2007 - 08/30/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.