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SHARI ANN LA FLEUR
SHARI ANN BUTTERY, SHARI A EISENBECK, SHARI ANN EISENBECK
CRD#: 5267213
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 100 CRESCENT COURT
SUITE 1500
DALLAS, TX 75201-1871
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2012 - 2023 (11 years)BSOUTHWEST SECURITIES, INC. (CRD# 6220)2008 - 2012 (3 years)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2016 - 2023 (6 years)
License(s)

State Registrations

B
Alabama 1/9/2025

B
Nebraska 1/9/2025

B
Arizona 1/9/2025

B
Nevada 1/9/2025

B
Arkansas 1/9/2025

B
New Mexico 1/9/2025

B
California 1/9/2025

B
North Carolina 1/9/2025

B
Colorado 1/9/2025

B
North Dakota 1/9/2025

B
Connecticut 1/9/2025

B
Ohio 1/9/2025

B
Delaware 1/9/2025

B
Oklahoma 1/9/2025

B
District of Columbia 1/9/2025

B
Oregon 1/9/2025

B
Florida 1/9/2025

B
Pennsylvania 1/9/2025

B
Georgia 1/9/2025

B
Rhode Island 1/9/2025

B
Hawaii 1/9/2025

B
South Carolina 1/9/2025

B
Idaho 1/9/2025

B
South Dakota 1/9/2025

B
Illinois 1/9/2025

B
Tennessee 1/9/2025

B
Kansas 1/9/2025

B
Texas 9/23/2024

B
Louisiana 1/9/2025

IA
Texas 9/23/2024

B
Maryland 1/9/2025

B
Utah 1/9/2025

B
Massachusetts 1/9/2025

B
Virginia 1/9/2025

B
Michigan 1/9/2025

B
Washington 1/9/2025

B
Minnesota 1/9/2025

B
Wisconsin 1/9/2025

B
Mississippi 1/9/2025

B
Wyoming 1/9/2025

B
Missouri 1/9/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
Registered with this firm since 9/23/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
Registered with this firm since 9/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/12/2023 - 09/10/2024 WELLS FARGO ADVISORS (CRD#:19616) FRISCO, TX
B
10/12/2023 - 09/10/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FRISCO, TX
IA
12/12/2016 - 10/11/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) DALLAS, TX
B
03/02/2012 - 10/11/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) DALLAS, TX
B
12/10/2008 - 01/10/2012 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.