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TERRI RIEDEL-MANARY
TERRI JO LAVERENZ, TERRI JO RIEDEL
CRD#: 5266790
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 370-17TH STREET
DENVER, CO 80202
Registration History
2008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - Present (10 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2007 - 2011 (3 years)
License(s)

State Registrations

B
Arizona 1/22/2024

B
Massachusetts 1/17/2023

B
California 10/31/2017

B
Michigan 10/31/2017

B
Colorado 8/31/2012

B
Minnesota 8/17/2016

IA
Colorado 11/3/2014

B
New York 4/24/2024

B
Delaware 10/31/2017

B
Ohio 11/1/2022

B
Florida 6/14/2023

B
Oklahoma 10/31/2017

B
Illinois 1/5/2024

B
Texas 6/10/2015

B
Kentucky 7/24/2020

B
Wyoming 10/31/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
370-17TH STREET, DENVER, CO 80202
2840 E. Skyline Drive Suite 200, TUCSON, AZ 85718
Registered with this firm since 11/3/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
370-17TH STREET, DENVER, CO 80202
2840 E. Skyline Drive Suite 200, TUCSON, AZ 85718
Registered with this firm since 8/31/2012

Previous Registration(s)
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B
12/12/2007 - 08/26/2011 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) WESTMINSTER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.