Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JESSE MCDANIEL LICHT
CRD#: 5265722
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 601 Union Street
Seattle, WA 98101
BLACKROCK INVESTMENTS, LLCCRD#: 38642 601 UNION STREET,
56TH FLOOR
SEATTLE, WA 98101
Registration History
20082010201220142016201820202022202420263 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
California 10/2/2007
B
Washington 10/2/2007
B
New York 10/2/2007
IA
Washington 10/2/2007
IA
New York 2/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
601 Union Street, Seattle, WA 98101
Registered with this firm since 10/2/2007
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
601 UNION STREET, 56TH FLOOR, SEATTLE, WA 98101
Registered with this firm since 10/2/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/28/2007 - 10/02/2007 QUELLOS CAPITAL MANAGEMENT LP (CRD#:106683) SEATTLE, WA
IA
 06/28/2007 - 10/02/2007 QUELLOS PRIVATE CAPITAL MARKETS, L.P. (CRD#:135935) SEATTLE, WA
B
 02/22/2007 - 10/02/2007 QUELLOS FUND SERVICES, LLC (CRD#:137247) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.