Individual Firm
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KAKHABER CHKHEIDZE
KAHA CHKHEIDZE
CRD#: 5265657
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1333 N CALIFORNIA BLVD
STE 630
WALNUT CREEK, CA 94596
STE 630
WALNUT CREEK, CA 94596
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 10/3/2018
B
Minnesota 2/5/2024
B
California 7/3/2014
B
Nevada 2/18/2025
IA
California 7/3/2014
B
North Carolina 5/28/2020
B
Colorado 11/18/2022
B
South Dakota 6/6/2022
B
Connecticut 10/19/2022
B
Texas 10/18/2021
B
Florida 2/7/2018
IA
Texas 10/18/2021
B
Georgia 3/5/2021
B
Washington 10/18/2018
B
Idaho 4/17/2020
SRO Registrations
B
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IA
Registered with this firm since 7/3/2014
B
Registered with this firm since 7/3/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2014 - 06/26/2014 | MINNEAPOLIS, MN | |
B | 01/26/2007 - 06/26/2014 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.