Individual Firm
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SANDRA RAYE BENNETT
SANDRA RAYE FLYNN, SANDRA RAYE SMITH
CRD#: 5264450
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 250 S. CLINTON STREET
SUITE 310
SYRACUSE, NY 13202
SUITE 310
SYRACUSE, NY 13202
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Arizona 6/26/2019
B
New Jersey 8/7/2013
B
California 3/16/2021
B
New York 8/7/2013
B
Colorado 7/18/2024
IA
New York 5/25/2021
B
Connecticut 8/29/2022
B
North Carolina 6/27/2022
B
District of Columbia 1/2/2024
B
Ohio 6/20/2017
B
Florida 10/2/2015
B
Pennsylvania 1/2/2020
B
Maryland 11/15/2021
B
South Carolina 7/11/2022
B
Massachusetts 1/9/2019
B
Vermont 6/3/2014
B
Michigan 10/7/2024
B
Virginia 1/2/2020
B
Mississippi 1/2/2020
B
Washington 11/16/2022
B
New Hampshire 4/23/2020
SRO Registrations
B
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IA
Registered with this firm since 8/16/2013
B
Registered with this firm since 8/7/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/01/2011 - 08/01/2013 | SYRACUSE, NY | |
IA | 02/22/2010 - 12/23/2010 | SYRACUSE, NY | |
B | 07/23/2009 - 12/23/2010 | SYRACUSE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.