Individual Firm
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GERALD JOSEPH SHARKEY JR
GERALD J SHARKEY, GERALD JOSEPH SHARKEY JR., GERALD JOSEPH SHARKEY, JERRY SHARKEY
CRD#: 5263754
IA
B
CREATIVE PLANNINGCRD#: 105348 12925 WEST DODGE ROAD
OMAHA, NE 68154
OMAHA, NE 68154
0
Disclosures
15
Years of Experience
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State Registrations
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Nebraska 6/20/2019
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Texas 2/8/2019
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Registered with this firm since 4/17/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/22/2016 - 04/04/2017 | San Francisco, CA | |
IA | 02/09/2010 - 12/05/2016 | CORTE MADERA, CA | |
IA | 02/09/2010 - 12/05/2016 | CORTE MADERA, CA | |
B | 02/09/2010 - 12/05/2016 | CORTE MADERA, CA | |
IA | 06/05/2009 - 11/19/2009 | OMAHA, NE | |
B | 05/07/2009 - 11/19/2009 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.