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KEITH EDWARD MAURER
KEITH MAURER
CRD#: 5260312
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1304 EAST EMPIRE STREET
BLOOMINGTON, IL 61701
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1304 East Empire Street
Bloomington, IL 61701
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - Present (10 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Arizona 5/1/2024

B
Missouri 11/30/2023

B
Colorado 1/20/2022

B
Nevada 5/28/2021

B
Florida 3/6/2017

B
Pennsylvania 1/6/2015

B
Georgia 7/8/2020

B
South Carolina 10/4/2023

B
Illinois 1/6/2015

B
Tennessee 1/2/2020

IA
Illinois 1/6/2015

B
Texas 8/15/2019

B
Iowa 1/22/2015

IA
Texas 1/18/2023

B
Kentucky 12/3/2019

B
Virginia 7/13/2021

B
Michigan 8/25/2016

B
Wisconsin 2/25/2020

B
Minnesota 11/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1304 EAST EMPIRE STREET, BLOOMINGTON, IL 61701
Registered with this firm since 1/6/2015

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1304 East Empire Street, Bloomington, IL 61701
8182 MARYLAND AVE, CLAYTON, MO 63105
Registered with this firm since 1/6/2015

Previous Registration(s)
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IA
03/22/2013 - 01/05/2015 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BOURBONNAIS, IL
B
03/14/2013 - 01/05/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BOURDONNAIS, IL
IA
03/23/2011 - 03/08/2013 MORGAN STANLEY (CRD#:149777) ORLAND PARK, IL
B
03/23/2011 - 03/08/2013 MORGAN STANLEY (CRD#:149777) ORLAND PARK, IL
B
04/09/2010 - 08/24/2010 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) NORTH AURORA, IL
IA
06/02/2009 - 03/29/2010 LAKESIDE WEALTH MANAGEMENT GROUP, LLC (CRD#:140271) CHESTERTON, IN
B
05/28/2009 - 03/25/2010 FIRST ALLIED SECURITIES, INC. (CRD#:32444) CHESTERTON, IN
IA
11/12/2008 - 06/17/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
11/12/2008 - 06/17/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
03/30/2007 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MERRILLVILLE, IN
B
03/05/2007 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MERRILLVILLE, IN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.