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Meghan Scanlon Roach
CRD#: 5259818
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 736 MARKET STREET
2ND FLOOR - MD
CHATTANOOGA, TN 37402
2ND FLOOR - MD
CHATTANOOGA, TN 37402
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 736 MARKET ST
FL 12
CHATTANOOGA, TN 37402
FL 12
CHATTANOOGA, TN 37402
0
Disclosures
18
Years of Experience
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State Registrations
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Georgia 5/20/2008
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Tennessee 9/14/2016
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Tennessee 8/15/2007
SRO Registrations
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Registered with this firm since 9/14/2016
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Registered with this firm since 1/24/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/09/2019 - 02/17/2021 | CHATTANOOGA, TN | |
IA | 12/14/2006 - 12/31/2016 | CHATTANOOGA, TN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.