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DAWN MARIE AQUILINA
CRD#: 5258324
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 305 Lytton Avenue
Palo Alto, CA 94301
Registration History
2008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - Present (9 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 1/19/2021

B
Illinois 1/6/2025

B
California 11/28/2008

B
Nevada 1/19/2021

IA
California 8/17/2015

B
Oregon 1/6/2025

B
Idaho 1/10/2022

B
Washington 3/24/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
305 Lytton Avenue, Palo Alto, CA 94301
94536, CA
Registered with this firm since 8/17/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
305 Lytton Avenue, Palo Alto, CA 94301
94536, CA
Registered with this firm since 11/28/2008

Previous Registration(s)
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B
11/05/2007 - 12/01/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PALO ALTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.