Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBIN SOLIS
CRD#: 5257625
IA
B
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Suite 1500
Fort Lauderdale, FL 33301
View By:
7/12/2009
Criminal
Final Disposition
State Registrations
B
Alabama 1/3/2022
B
Nevada 1/19/2022
B
Alaska 4/25/2022
B
New Hampshire 1/6/2022
B
Arizona 1/5/2022
B
New Jersey 1/5/2022
B
Arkansas 4/28/2022
B
New Mexico 4/27/2022
B
California 12/23/2021
B
New York 1/5/2022
B
Colorado 1/3/2022
B
North Carolina 1/6/2022
B
Connecticut 12/23/2021
B
Ohio 1/5/2022
B
Delaware 1/7/2022
B
Oklahoma 9/26/2022
B
District of Columbia 12/23/2021
B
Oregon 1/6/2022
B
Florida 11/23/2021
B
Pennsylvania 1/5/2022
IA
Florida 11/24/2021
B
Puerto Rico 4/28/2022
B
Georgia 1/4/2022
B
Rhode Island 5/2/2022
B
Illinois 1/4/2022
B
South Carolina 1/6/2022
B
Indiana 1/3/2022
B
South Dakota 1/18/2022
B
Kentucky 4/25/2022
B
Tennessee 11/23/2021
B
Louisiana 1/7/2022
B
Texas 1/5/2022
B
Maine 1/5/2022
IA
Texas 1/26/2022
B
Maryland 1/5/2022
B
Utah 4/27/2022
B
Massachusetts 2/22/2022
B
Vermont 4/27/2022
B
Minnesota 1/5/2022
B
Virginia 1/5/2022
B
Missouri 1/5/2022
B
Washington 4/26/2022
B
Montana 1/5/2022
B
Wisconsin 4/26/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/24/2021
B
Registered with this firm since 11/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/22/2020 - 11/22/2021 | MIAMI, FL | |
B | 02/27/2019 - 11/22/2021 | MIAMI, FL | |
B | 08/15/2012 - 02/07/2019 | NORTH MIAMI BEACH, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.