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Detailed Report
JENNY YUEN
JENNY LOUIE
CRD#: 5256598
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1999 AVENUE OF THE STARS
STE 2200
LOS ANGELES, CA 90067
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - Present (10 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 5/15/2018
B
Nebraska 11/21/2024
B
California 1/5/2015
B
Nevada 1/5/2015
IA
California 1/6/2015
B
New Mexico 2/26/2025
B
Colorado 1/5/2015
B
New York 1/5/2015
B
Connecticut 1/5/2015
B
North Carolina 5/30/2018
B
Florida 1/5/2015
B
Oregon 1/5/2015
B
Georgia 1/5/2015
B
Pennsylvania 10/25/2018
B
Hawaii 5/30/2018
B
Puerto Rico 6/3/2020
B
Idaho 1/5/2015
B
South Carolina 6/13/2024
B
Illinois 7/7/2020
B
South Dakota 12/21/2018
B
Iowa 5/26/2022
B
Tennessee 1/30/2020
B
Maryland 1/5/2015
B
Texas 1/5/2015
B
Massachusetts 1/30/2020
IA
Texas 1/5/2015
B
Michigan 1/3/2018
B
Utah 7/27/2016
B
Minnesota 3/25/2025
B
Vermont 5/15/2018
B
Missouri 1/5/2015
B
Virginia 1/7/2020
B
Montana 1/13/2021
B
Washington 1/5/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1999 AVENUE OF THE STARS STE 2200, LOS ANGELES, CA 90067
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 1/5/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1999 AVENUE OF THE STARS STE 2200, LOS ANGELES, CA 90067
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
Registered with this firm since 1/5/2015
Previous Registration(s)
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IA
 12/01/2007 - 01/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
 07/24/2007 - 01/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
 03/05/2007 - 05/11/2007 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.