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Margaret M Palace
MARGARET M SHEPPARD
CRD#: 5256153
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 6/17/2019

B
Nebraska 8/10/2011

B
Arizona 3/9/2009

B
Nevada 3/9/2009

B
Arkansas 4/29/2010

B
New Hampshire 3/9/2009

B
California 3/9/2009

B
New Jersey 4/29/2010

B
Colorado 3/9/2009

B
New Mexico 6/17/2019

B
Connecticut 3/9/2009

B
New York 3/9/2009

B
Delaware 3/4/2021

B
North Carolina 3/9/2009

B
District of Columbia 3/9/2009

B
North Dakota 1/11/2019

B
Florida 3/9/2009

B
Ohio 3/9/2009

B
Georgia 3/9/2009

B
Oregon 3/9/2009

B
Illinois 11/2/2007

B
Pennsylvania 3/9/2009

IA
Illinois 11/2/2007

B
Puerto Rico 9/23/2021

B
Indiana 3/9/2009

B
South Carolina 3/9/2009

B
Iowa 4/29/2010

B
South Dakota 5/12/2014

B
Kansas 3/9/2009

B
Tennessee 9/16/2019

B
Kentucky 4/29/2010

B
Texas 4/29/2010

B
Louisiana 6/17/2019

IA
Texas 2/26/2013

B
Maine 4/29/2010

B
Utah 3/9/2009

B
Maryland 4/29/2010

B
Vermont 8/15/2016

B
Massachusetts 3/9/2009

B
Virgin Islands 1/26/2022

B
Michigan 3/9/2009

B
Virginia 3/9/2009

B
Minnesota 4/29/2010

B
Washington 4/29/2010

B
Mississippi 6/17/2019

B
West Virginia 6/18/2024

B
Missouri 3/9/2009

B
Wisconsin 3/9/2009

B
Montana 4/1/2019

B
Wyoming 4/29/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 11/2/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 5/7/2007

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.