• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH FRANCIS LYONS JR
JOSEPH F LYONS JR.
CRD#: 5256117
IA
Investment Adviser
TRICORD ADVISORS, INC.CRD#: 155749 6772 MAGNOLIA AVENUE
RIVERSIDE, CA 92506
Registration History
20062008201020122014201620182020202220242026IATRICORD ADVISORS, INC. (CRD# 155749)2011 - Present (13 years)IAHARGRAVE & ASSOCIATES, LLC (CRD# 136752)2006 - 2011 (4 years)
License(s)

State Registrations

IA
California 3/9/2011

Current Registration(s)
IA
TRICORD ADVISORS, INC. (CRD#:155749)
6772 MAGNOLIA AVENUE, RIVERSIDE, CA 92506
Registered with this firm since 3/9/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/27/2006 - 08/10/2011 HARGRAVE & ASSOCIATES, LLC (CRD#:136752) RIVERSIDE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.