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ROBERT AUSTIN HOLT
BOB AUSTIN HOLT
CRD#: 5256100
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 CALIFORNIA ST STE 1700
SAN FRANCISCO, CA 94111
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 3/7/2016

B
Nevada 3/7/2016

B
Alaska 3/7/2016

B
New Hampshire 3/7/2016

B
Arizona 3/7/2016

B
New Jersey 3/7/2016

B
California 3/7/2016

B
New Mexico 3/7/2016

IA
California 3/8/2016

B
New York 3/7/2016

B
Colorado 3/7/2016

B
North Carolina 3/7/2016

B
Connecticut 3/7/2016

B
North Dakota 3/7/2016

B
Delaware 3/7/2016

B
Ohio 3/7/2016

B
District of Columbia 3/7/2016

B
Oklahoma 3/7/2016

B
Florida 3/7/2016

B
Oregon 3/7/2016

B
Georgia 3/7/2016

B
Pennsylvania 3/7/2016

B
Hawaii 3/7/2016

B
Puerto Rico 3/7/2016

B
Idaho 3/7/2016

B
Rhode Island 3/7/2016

B
Illinois 3/7/2016

B
South Carolina 3/7/2016

B
Indiana 3/7/2016

B
South Dakota 3/7/2016

B
Iowa 3/7/2016

B
Texas 3/7/2016

B
Kansas 3/7/2016

IA
Texas 3/7/2016

B
Kentucky 3/7/2016

B
Utah 6/20/2023

B
Louisiana 3/7/2016

B
Vermont 8/17/2022

B
Maryland 3/7/2016

B
Virgin Islands 3/7/2016

B
Massachusetts 3/7/2016

B
Virginia 3/7/2016

B
Minnesota 3/7/2016

B
Washington 3/7/2016

B
Mississippi 3/7/2016

B
West Virginia 3/7/2016

B
Missouri 3/7/2016

B
Wisconsin 3/7/2016

B
Montana 3/7/2016

B
Wyoming 3/7/2016

B
Nebraska 3/7/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 CALIFORNIA ST STE 1700, SAN FRANCISCO, CA 94111
Registered with this firm since 3/7/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 CALIFORNIA ST STE 1700, SAN FRANCISCO, CA 94111
Registered with this firm since 3/7/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/19/2012 - 03/29/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
09/19/2012 - 03/29/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
IA
06/01/2009 - 09/27/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN FRANCISCO, CA
B
06/01/2009 - 09/27/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN FRANCISCO, CA
IA
09/08/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SANTA ROSA, CA
B
04/23/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SANTA ROSA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.