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Detailed Report
Jeffrey James Philipsek
Jeffrey J Philipsek, Jeffrey Philipsek
CRD#: 5255989
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 60 Livingston Ave
Saint Paul, MN 55107
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)BAMERICAN ENTERPRISE INVESTMENT... (CRD# 26506)2014 - 2014 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2007 - 2009 (2 years)
License(s)

State Registrations

B
Minnesota 12/10/2014
IA
Minnesota 12/10/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
60 Livingston Ave, Saint Paul, MN 55107
Apple Valley, MN
Registered with this firm since 12/10/2014
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
60 Livingston Ave, Saint Paul, MN 55107
Apple Valley, MN
Registered with this firm since 12/10/2014
Previous Registration(s)
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B
 08/01/2014 - 12/08/2014 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (CRD#:26506) MINNEAPOLIS, MN
IA
 04/08/2011 - 08/01/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/08/2011 - 08/01/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
IA
 03/15/2010 - 03/24/2011 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
 01/14/2010 - 03/24/2011 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
 03/12/2007 - 12/14/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.