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BRIAN A KARAHALIOS
CRD#: 5255721
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 4345 COMMERCIAL WAY
LAKEWOOD PLAZA
SPRING HILL, FL 34606
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2011 - 2013 (2 years)BJ.W. COLE FINANCIAL, INC. (CRD# 124583)2009 - 2011 (1 year)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)2007 - 2007 (<1 year)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2011 - 2021 (10 years)IAJONATHAN ROBERTS ADVISORY GROU... (CRD# 112294)2010 - 2011 (<1 year)
Disclosure(s)
View By:
9/11/2013
Customer Dispute
Denied
7/29/2009
Employment Separation After Allegations
License(s)

State Registrations

B
California 9/29/2023

B
Missouri 6/13/2024

B
Connecticut 9/29/2023

B
New Jersey 9/29/2023

B
Florida 9/29/2023

B
New Mexico 2/5/2024

IA
Florida 10/2/2023

B
New York 9/29/2023

B
Georgia 9/29/2023

B
North Carolina 10/19/2023

B
Indiana 11/28/2023

B
Pennsylvania 9/29/2023

B
Michigan 9/29/2023

B
Texas 9/29/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
4345 COMMERCIAL WAY LAKEWOOD PLAZA, SPRING HILL, FL 34606
Registered with this firm since 10/2/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
4345 COMMERCIAL WAY LAKEWOOD PLAZA, SPRING HILL, FL 34606
Registered with this firm since 9/29/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/23/2021 - 10/02/2023 PNC INVESTMENTS (CRD#:129052) Spring Hill, FL
B
08/16/2021 - 10/02/2023 PNC INVESTMENTS (CRD#:129052) Spring Hill, FL
IA
05/31/2011 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) SPRING HILL, FL
B
05/16/2013 - 08/17/2021 BBVA SECURITIES INC. (CRD#:27060) SPRING HILL, FL
B
04/01/2011 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) SPRING HILL, FL
B
08/14/2009 - 02/15/2011 J.W. COLE FINANCIAL, INC. (CRD#:124583) SPRING HILL, FL
IA
07/28/2010 - 01/26/2011 JONATHAN ROBERTS ADVISORY GROUP, INC. (CRD#:112294) TAMPA, FL
IA
01/01/2008 - 07/29/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SPRING HILL, FL
B
01/01/2008 - 07/29/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SPRING HILL, FL
B
10/15/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SPRING HILL, FL
IA
10/30/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SPRING HILL, FL
B
06/20/2007 - 10/04/2007 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) SPRING HILL, FL
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.