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JOSHUA ADAM HOLLAR
JOSHUA HOLLAR
CRD#: 5253223
IA
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WELLS FARGO ADVISORSCRD#: 19616 401 S Tryon St
18th Fl
Charlotte, NC 28202
18th Fl
Charlotte, NC 28202
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Disclosures
18
Years of Experience
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State Registrations
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North Carolina 5/5/2008
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North Carolina 11/11/2008
SRO Registrations
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Registered with this firm since 11/11/2008
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Registered with this firm since 5/5/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2007 - 04/28/2008 | BOLINGBROOK, IL | |
B | 02/08/2007 - 06/29/2007 | NEW YORK, NY | |
B | 12/08/2006 - 01/29/2007 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.