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Detailed Report
JEREMY LOYD VANCE
JEREMY L VANCE
CRD#: 5253079
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 12921 GALLERIA CIR
BEE CAVE, TX 78738
Registration History
200620082010201220142016201820202022202420262 FIRMS2016 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2011 - 2016 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (2 years)
License(s)

State Registrations

B
Arkansas 12/13/2024
B
Missouri 4/8/2016
B
California 7/5/2016
B
Nevada 12/11/2020
B
Colorado 2/13/2020
B
New Hampshire 4/29/2024
B
Florida 11/21/2019
B
New Mexico 3/2/2023
B
Georgia 7/5/2016
B
New York 10/8/2020
B
Idaho 10/8/2020
B
Tennessee 6/15/2021
B
Kentucky 7/19/2023
B
Texas 4/8/2016
B
Maine 7/29/2024
IA
Texas 4/8/2016
B
Maryland 10/24/2023
B
Washington 9/22/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
12921 GALLERIA CIR, BEE CAVE, TX 78738
Registered with this firm since 4/8/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
12921 GALLERIA CIR, BEE CAVE, TX 78738
Registered with this firm since 4/8/2016
Previous Registration(s)
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B
 03/23/2011 - 01/15/2016 MORGAN STANLEY (CRD#:149777) AUSTIN, TX
B
 10/23/2009 - 03/14/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUSTIN, TX
B
 12/19/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.