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RICHARD J DESCH
CRD#: 5253078
IA
B
THE AYCO COMPANY, L.P.CRD#: 106693 205 DETROIT STREET
FLOOR 2
DENVER, CO 80206
FLOOR 2
DENVER, CO 80206
GOLDMAN SACHS & CO. LLCCRD#: 361 200 Clayton Street
Suite 700
DENVER, CO 80206
Suite 700
DENVER, CO 80206
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Arizona 1/4/2021
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Mississippi 1/4/2021
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California 1/4/2021
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New Jersey 1/4/2021
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Colorado 9/12/2022
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New York 1/4/2021
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Connecticut 1/4/2021
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North Carolina 1/4/2021
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District of Columbia 8/29/2023
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Ohio 1/4/2021
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Florida 1/6/2021
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Pennsylvania 1/4/2021
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Georgia 7/8/2013
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Rhode Island 1/4/2021
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Georgia 1/4/2021
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South Carolina 1/4/2021
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Illinois 1/4/2021
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Tennessee 1/4/2021
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Indiana 1/4/2021
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Texas 1/4/2021
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Kansas 1/4/2021
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Texas 1/31/2022
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Kentucky 1/4/2021
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Vermont 1/4/2021
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Louisiana 1/4/2021
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Virginia 1/4/2021
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Massachusetts 1/4/2021
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Washington 4/1/2022
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Michigan 1/4/2021
SRO Registrations
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Registered with this firm since 8/20/2010
B
Registered with this firm since 1/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/20/2010 - 01/04/2021 | ATLANTA, GA | |
IA | 02/22/2010 - 07/22/2010 | NEW YORK, NY | |
B | 06/01/2009 - 07/22/2010 | NEW YORK, NY | |
B | 02/05/2008 - 06/01/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.