• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Joseph A Falzone
JOSEPH A. FALZONE, JOSEPH ANTHONY FALZONE, JOSEPH FALZONE
CRD#: 5252693
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 3343 PEACHTREE ROAD, N.E.
SUITE 700
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)2 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2013 - 2022 (8 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2013 (6 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2022 (5 years)
License(s)

State Registrations

B
Georgia 11/14/2024

IA
Georgia 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
3343 PEACHTREE ROAD, N.E. SUITE 700, ATLANTA, GA 30326
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
3343 PEACHTREE ROAD, N.E. SUITE 700, ATLANTA, GA 30326
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/06/2022 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ATLANTA, GA
B
05/26/2022 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) ATLANTA, GA
IA
12/01/2016 - 02/28/2022 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) ALPHARETTA, GA
B
05/10/2013 - 02/28/2022 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) ALPHARETTA, GA
IA
12/10/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
12/09/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
01/17/2007 - 04/23/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.