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Robert Byron Richardson
ROBERT B RICHARDSON, ROBERT BYRON RICHARDSON, ROBERT RICHARDSON
CRD#: 5252670
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 Westminster Street Suite 1002
Providence, RI 02903
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2021 (10 years)2 FIRMS2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 8/17/2021

B
New Hampshire 8/17/2021

B
California 8/17/2021

B
New Jersey 1/2/2025

B
Colorado 5/20/2024

B
New York 8/17/2021

B
Connecticut 8/17/2021

B
North Carolina 8/26/2021

B
District of Columbia 8/17/2021

B
Oregon 5/20/2024

B
Florida 8/17/2021

B
Pennsylvania 3/4/2022

B
Georgia 5/22/2023

B
Rhode Island 8/13/2021

B
Idaho 8/17/2021

IA
Rhode Island 8/13/2021

B
Illinois 5/20/2024

B
South Carolina 8/17/2021

B
Kansas 8/17/2021

B
Texas 8/17/2021

B
Maine 8/17/2021

IA
Texas 8/17/2021

B
Maryland 8/17/2021

B
Vermont 8/17/2021

B
Massachusetts 8/17/2021

B
Virginia 8/17/2021

B
Michigan 12/16/2024

B
Washington 5/20/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 Westminster Street Suite 1002, Providence, RI 02903
North Smithfield, RI
Registered with this firm since 8/13/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 Westminster Street Suite 1002, Providence, RI 02903
North Smithfield, RI
Registered with this firm since 8/13/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2011 - 08/24/2021 MORGAN STANLEY (CRD#:149777) Providence, RI
B
04/01/2011 - 08/24/2021 MORGAN STANLEY (CRD#:149777) Providence, RI
IA
09/19/2008 - 04/05/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
B
09/11/2008 - 04/05/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
B
03/13/2007 - 07/14/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.