Individual Firm
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FLAVIO NELSON MEDEIROS
FLAVIO N MEDEIROS, FLAVIO MEDEIROS
CRD#: 5251938
IA
B
COAST WEALTH MANAGEMENT GROUP, LLCCRD#: 335056 1000 21ST AVE N.
SUITE 12
MYRTLE BEACH, SC 29577
SUITE 12
MYRTLE BEACH, SC 29577
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8/20/2014
Customer Dispute
Closed-No Action
9/24/2010
Regulatory
Final
2/10/2009
Judgment / Lien
State Registrations
IA
South Carolina 4/9/2025
IA
Registered with this firm since 4/9/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2025 - 04/08/2025 | Myrtle Beach, SC | |
IA | 02/07/2024 - 01/16/2025 | MYRTLE BEACH, SC | |
B | 12/18/2014 - 01/05/2016 | FARMINGTON, CT | |
B | 05/07/2014 - 12/03/2014 | DANBURY, CT | |
B | 10/10/2013 - 04/30/2014 | DANBURY, CT | |
B | 06/16/2010 - 10/30/2013 | EAST FISHKILL, NY | |
B | 10/18/2007 - 05/21/2010 | WARWICK, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.