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PEARCE CAREY KLEVAN
CRD#: 5251606
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 8840 SW 136TH ST
MIAMI, FL 33176
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (18 years)
Disclosure(s)
View By:
4/13/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/24/2012

B
Nebraska 8/2/2012

B
Alaska 8/3/2012

B
Nevada 8/24/2012

B
Arizona 8/17/2012

B
New Hampshire 8/3/2012

B
Arkansas 8/2/2012

B
New Jersey 9/18/2007

B
California 9/18/2007

B
New Mexico 8/1/2012

B
Colorado 3/28/2011

B
New York 9/18/2007

B
Connecticut 8/3/2012

B
North Carolina 6/27/2012

B
Delaware 8/2/2012

B
North Dakota 8/2/2012

B
District of Columbia 8/16/2012

B
Ohio 8/1/2012

B
Florida 1/1/2007

B
Oklahoma 8/3/2012

IA
Florida 1/29/2007

B
Oregon 8/2/2012

B
Georgia 8/2/2012

B
Pennsylvania 9/18/2007

B
Hawaii 8/21/2012

B
Puerto Rico 8/7/2012

B
Idaho 8/2/2012

B
Rhode Island 8/2/2012

B
Illinois 8/2/2012

B
South Carolina 8/7/2012

B
Indiana 8/2/2012

B
South Dakota 8/2/2012

B
Iowa 5/23/2012

B
Tennessee 8/3/2012

B
Kansas 8/2/2012

IA
Texas 2/10/2012

B
Kentucky 8/2/2012

B
Texas 2/16/2012

B
Louisiana 8/9/2012

B
Utah 8/2/2012

B
Maine 8/2/2012

B
Vermont 8/3/2012

B
Maryland 1/26/2009

B
Virgin Islands 8/13/2012

B
Massachusetts 8/6/2012

IA
Virgin Islands 12/18/2012

B
Michigan 8/8/2012

B
Virginia 3/14/2012

B
Minnesota 8/6/2012

B
Washington 8/2/2012

B
Mississippi 8/15/2012

B
West Virginia 8/3/2012

B
Missouri 8/2/2012

B
Wisconsin 8/6/2012

B
Montana 8/2/2012

B
Wyoming 3/2/2012

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8840 SW 136TH ST, MIAMI, FL 33176
8840 SW 136TH ST PBIG - FLORIDA PWM FALLS, MIAMI, FL 33176
Registered with this firm since 1/29/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8840 SW 136TH ST, MIAMI, FL 33176
8840 SW 136TH ST PBIG - FLORIDA PWM FALLS, MIAMI, FL 33176
Registered with this firm since 1/1/2007

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.