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Brady Allen Pitt
BRADY ALLAN PITT
CRD#: 5251206
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2925 Professional Place
Suite 210
Colorado Springs, CO 80904
Suite 210
Colorado Springs, CO 80904
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2925 Professional Place
Suite 210
Colorado Springs, CO 80904
Suite 210
Colorado Springs, CO 80904
View By:
2/14/2018
Customer Dispute
Denied
State Registrations
B
Alabama 2/20/2025
B
Missouri 2/20/2025
B
Arizona 2/20/2025
B
Montana 2/20/2025
B
Arkansas 2/20/2025
B
New Mexico 2/20/2025
B
California 2/20/2025
B
North Carolina 2/20/2025
B
Colorado 2/20/2025
B
North Dakota 2/20/2025
IA
Colorado 2/20/2025
B
Pennsylvania 2/20/2025
B
District of Columbia 2/20/2025
B
South Carolina 2/20/2025
B
Florida 2/20/2025
B
South Dakota 2/20/2025
B
Hawaii 2/21/2025
B
Tennessee 2/20/2025
B
Indiana 2/20/2025
B
Texas 2/20/2025
B
Iowa 2/20/2025
IA
Texas 2/20/2025
B
Kansas 2/20/2025
B
Utah 2/20/2025
B
Maryland 2/20/2025
B
Virginia 2/20/2025
B
Massachusetts 2/20/2025
B
Wisconsin 2/20/2025
B
Michigan 2/20/2025
SRO Registrations
B
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IA
Registered with this firm since 2/20/2025
B
Registered with this firm since 2/20/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2013 - 02/24/2025 | COLORADO SPRINGS, CO | |
B | 02/15/2013 - 02/24/2025 | COLORADO SPRINGS, CO | |
B | 02/16/2007 - 02/08/2010 | COLORADO SPRINGS, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.