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MARK ADAM SANDERS
MARK SANDERS
CRD#: 5250907
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 S Dearborn St
Floor 08
Chicago, IL 60603
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2010 - 2012 (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)
Disclosure(s)
View By:
2/13/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/11/2013

B
Nebraska 11/11/2013

B
Alaska 11/11/2013

B
Nevada 11/11/2013

B
Arizona 11/11/2013

B
New Hampshire 11/11/2013

B
Arkansas 11/11/2013

B
New Jersey 11/11/2013

B
California 11/11/2013

B
New Mexico 11/11/2013

B
Colorado 11/11/2013

B
New York 8/10/2012

B
Connecticut 11/11/2013

B
North Carolina 11/12/2013

B
Delaware 11/11/2013

B
North Dakota 11/11/2013

B
District of Columbia 11/11/2013

B
Ohio 11/12/2013

B
Florida 11/11/2013

B
Oklahoma 11/11/2013

B
Georgia 11/11/2013

B
Oregon 11/11/2013

B
Hawaii 11/11/2013

B
Pennsylvania 11/11/2013

B
Idaho 11/11/2013

B
Puerto Rico 11/11/2013

B
Illinois 8/10/2012

B
Rhode Island 11/11/2013

IA
Illinois 3/4/2024

B
South Carolina 11/11/2013

B
Indiana 11/11/2013

B
South Dakota 11/11/2013

B
Iowa 11/11/2013

B
Tennessee 11/11/2013

B
Kansas 11/11/2013

B
Texas 11/11/2013

B
Kentucky 11/11/2013

IA
Texas 3/4/2024

B
Louisiana 11/11/2013

B
Utah 11/11/2013

B
Maine 11/11/2013

B
Vermont 11/11/2013

B
Maryland 11/11/2013

B
Virgin Islands 11/11/2013

B
Massachusetts 11/11/2013

B
Virginia 11/11/2013

B
Michigan 11/11/2013

B
Washington 11/11/2013

B
Minnesota 11/11/2013

B
West Virginia 11/11/2013

B
Mississippi 11/11/2013

B
Wisconsin 11/11/2013

B
Missouri 11/11/2013

B
Wyoming 11/11/2013

B
Montana 11/11/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St Floor 08, Chicago, IL 60603
Chicago, IL
Registered with this firm since 3/4/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St Floor 08, Chicago, IL 60603
Chicago, IL
Registered with this firm since 8/10/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/29/2010 - 07/25/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
03/29/2010 - 07/25/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
02/01/2007 - 10/08/2009 EDWARD JONES (CRD#:250) LYNNWOOD, WA
B
01/04/2007 - 10/08/2009 EDWARD JONES (CRD#:250) LYNNWOOD, WA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.