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Detailed Report
JAIME CLARK
JAIME LYNNE HILTZ, JAIME HILTZ
CRD#: 5245709
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 MONUMENT SQ
PORTLAND, ME 04101
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2013 (3 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2013 (1 year)
License(s)

State Registrations

B
Florida 9/9/2014
B
South Carolina 11/1/2019
B
Illinois 6/6/2024
B
Tennessee 4/8/2021
B
Maine 9/10/2014
B
Texas 2/24/2017
IA
Maine 9/10/2014
IA
Texas 3/16/2017
B
Massachusetts 9/9/2014
B
Vermont 9/9/2014
B
New Hampshire 9/9/2014
B
Virginia 8/22/2018
B
North Carolina 12/8/2017
B
Wyoming 1/2/2020

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 MONUMENT SQ, PORTLAND, ME 04101
Registered with this firm since 9/10/2014
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 MONUMENT SQ, PORTLAND, ME 04101
Registered with this firm since 9/9/2014
Previous Registration(s)
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IA
 06/06/2011 - 05/07/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
B
 10/23/2009 - 05/07/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
B
 12/13/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SOUTH PORTLAND, ME
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.