• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BENJAMIN M HORN
BEN HORN
CRD#: 5245495
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3000 EXECUTIVE PARKWAY
SUITE 400
SAN RAMON, CA 94583
Registration History
20082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BOSAIC FA, INC. (CRD# 3978)2007 - 2025 (17 years)IAOSAIC FA, INC. (CRD# 3978)2008 - 2025 (16 years)
License(s)

State Registrations

B
Alaska 1/24/2025

B
New Mexico 1/24/2025

B
Arizona 1/24/2025

B
New York 1/24/2025

B
California 1/24/2025

B
Oregon 1/24/2025

IA
California 1/24/2025

B
Rhode Island 1/24/2025

B
Colorado 1/24/2025

B
Tennessee 1/24/2025

B
Florida 1/24/2025

B
Texas 1/24/2025

B
Idaho 1/24/2025

IA
Texas 1/24/2025

B
Indiana 1/24/2025

B
Vermont 1/24/2025

B
Massachusetts 1/24/2025

B
Virginia 1/24/2025

B
Minnesota 1/24/2025

B
Washington 1/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3000 EXECUTIVE PARKWAY SUITE 400, SAN RAMON, CA 94583
Registered with this firm since 1/24/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
3000 EXECUTIVE PARKWAY SUITE 400, SAN RAMON, CA 94583
Registered with this firm since 1/24/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/01/2008 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SAN RAMON, CA
B
03/19/2007 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SAN RAMON, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.